7 Characteristics of a Regulation

  • Jul 26, 2021
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A regulation is a legal norm, which establishes a variety of provisions that must be complied with according to the place it covers. Through knowledge of the characteristics of a regulation, it can be determined that it is a rule that has the purpose of maintaining a specific order at the social level.

There are many companies and institutions that implement regulations internally, to establish the basic rules of the company that require specific compliance. They are usually written alongside common regulations found in various areas of life.

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Know the Characteristics of a Regulation

In this article you will find:

Main characteristics of a regulation

Some of the characteristics of a regulation that allow highlighting important aspects of them are:

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1. Name and purpose

So that you can know what a regulation is about, it is essential to read its name, since it usually identify the most relevant information that is directly related to the area that will regulate the regulation. If it refers to a regulation on a law, it is likely that its name begins with the name of Regulation of the Law.

But if it refers to a regulation linked to a company or institution, it should be known that it will contemplate everything that is related to the labor system and internal things. It should also be known, what is the area that the company or institution performs and starting from there, the issues that are going to be addressed in this regulation will be determined.

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2. Preamble

Like any legal norm, it may be possible that before it is put into practice, a series of reasons, a preamble and several considerations that give an explanation about the purpose of why said said rule.

If it is another type of regulation, the existence of this composition could be difficult. However, on some occasions information related to the company or institution in which it will be applied or some elements such as vision and mission can be incorporated.

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3. Subdivisions of titles and chapters

Continuing with the structure of the legal organization, an adequate way of having knowledge of the different areas where a regulation enters into competition, is by reading the index, since a regulation is classified in titles, according to its size because some do not occupy large space to incorporate titles.

For this reason, most regulations begin directly in the chapters, which represent the broadest subdivision of the regulations.

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The chapters quickly describe the topics that will be covered later with the articles with higher specification. In the case of minor regulations, they do not have a subdivision and begin with the articles directly.

4. Division in articles

Articles are basic units of regulations. Regardless of the higher classification, the articles are where the specific legal rules that establish the operation of all the elements that comprise the rules are found.

Each article has a purpose and indicates what should be done in a certain situation, what right a person obtains person, how to act in any situation or how to proceed in the event of an event, among others assumptions. Articles generally have short structures with a maximum of three paragraphs or are presented in a list of functions.

5. Link with laws

The laws mostly establish a what and not a how and for that reason they are complemented with legal regulations. When a law includes a new right, the regulations of that law must establish the requirements for it to be accessed.

On the other hand, if a law establishes a sentence, the regulation will be in charge of specifying the process that must be followed to apply it. These relationships are carried out as complementation, taking into account that a regulation cannot disobey the law to which it is subject, nor can it attempt to corrupt its purpose.

6. Sanction

Regulations are one of the main legal systems that clearly state how sanctions are applied. This is due to the fact that the law contemplates a less specific law, while the regular regulation sets out in its article the elements required within the law.

The sanction mechanisms have an excellent description in the regulations. In the same way, in relation to companies or institutions, sanctions are established regarding who applies it and the procedures to be carried out, in conjunction with the specific regulations.

7. Supplements with other regulations

Although the regulations are rules that complement other laws at a higher level, they fall short during the process or after being executed during many years, you want to complement or make a certain paragraph regarding the operation or procedure of anything that has not been clarified with precision.

To have greater knowledge of the various branches that study the standards that share agreements related to the subject of regulations, it is necessary to have information on the characteristics of a regulation, where it is specified where they come from and how they are applied. If you want to expand your knowledge with topics like this, visit us on our website.

Sources and references

  • Brown J. (2020, October) The 7 Main Characteristics of a Regulation.
  • Woll C. (2019, November) Regulation.
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